“Fiduciary Duty Can’t Be Killed”

wealthmanagementlogo

On Wednesday (2/22/17), WealthManagement.com featured our op/ed on why the fiduciary rule can’t be killed and how efforts to stop the rule may only make it stronger.

Continue Reading →

Webinar: Solving The Biggest Problem w/ the DOL Fiduciary Rule

screen-shot-2017-02-02-at-7-21-22-pm

Get answers from CEO, David Trainer. He outlines New Constructs’ unique DOL Fiduciary Rule solutions, in our latest webinar.

Continue Reading →

DOL Fiduciary Rule Webinar: The Biggest Solution as Featured by Michael Kitces

Join us for a live webinar with CEO David Trainer to learn more about our unique solution and our Open Letter to the DOL.

Continue Reading →

Michael Kitces Features Our “Guidelines for Due Diligence”

screen-shot-2017-01-23-at-5-21-29-pm

Michael Kitces (@MichaelKitces), leading voice in the financial advisory industry, recently featured our MarketWatch op/ed in his recommended weekend reading and in a tweet.

Continue Reading →

Open Letter To The Department of Labor: What Does “Diligence” Mean For Fiduciaries?

IdentifyActivist_featureimage

Many people throughout the industry are still unclear as to how the fiduciary rule should be implemented. This uncertainty, at least In part, is behind many industry groups working hard to delay—or even scrap entirely—its implementation.

Continue Reading →

“The DOL still has to define the hardest part of the new fiduciary rule”

Marketwatch_logo_featureimage

Our op/ed was published recently in MarketWatch. The article explained why the Labor Department still has to define the hardest part of the new fiduciary rule.

Continue Reading →

The Truth Behind The Push To Delay The Fiduciary Rule

pushdelayfiduciaryrule_featureimage

The Department of Labor’s fiduciary rule is under fire again. Essentially, those opposing the rule are saying that fulfilling a fiduciary standard—acting in the best interests of their clients—is too costly to work with their business model.

Continue Reading →

Danger Zone: Advisers Who Don’t Fulfill Fiduciary Duties

dznonfiduciaryadvisers_featureimage

Clients are more educated than ever. There is more transparency into advisory practices than ever. It’s going to be awfully hard for advisors to win new business if they cannot tell clients they will act in the clients’ best interests.

Continue Reading →

There’s No Getting Out Of Fiduciary Duties

fiduciaryduty_featureimage

We think investors’ expectation for the fiduciary standard is here to stay no matter what the official rules say — and those investors will increasingly demand that their advisers apply to their non-retirement accounts too.

Continue Reading →

There’s No Getting Out Of Fiduciary Duties

wealthmanagementlogo

On 11/22/16 our op-ed article was published at WealthManagement. The op-ed explains what it means to be a fiduciary, the conflicts within sell-side research, and how advisors fulfill fiduciary responsibilities going forward.

Continue Reading →

New Fiduciary Rule Exposes Failings of Research

Marketwatch_logo_featureimage

Our op-ed article was published at Marketwatch recently. The article explains why the Labor Department’s fiduciary rule is here to stay and how advisors can fulfill fiduciary responsibilities going forward.

Continue Reading →

SEC Plans for “Sweep” Focusing on Suitability of Advice

6185870308_10eaab2ba0_z

CEO David Trainer will explain how to be prepared for new regulations and avoid the ire of the SEC.

Continue Reading →

How Obama’s Regulatory Pressure on Advisors Affects You

Obama's Regulatory Pressure on Advisors

In this podcast, I’ll explain how President Obama’s recent push for financial advisory regulation affects investors and advisors.

Continue Reading →